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Daniel Brockman, MS

Statistical Analyst
Creative analyst and problem solver, with experience in statistics and banking. Analytical and technical expertise. Banking experience includes consumer, business, wholesale, international, trading research and investment research. Interested in financial projections, modeling, forecasting, liaison, complex cross-functional projects and multi-organizational projects.

1-707-543-6814, Petaluma, California 94954 USA


  • Mathematical Modeling: Experience with statistical and financial modeling for credit risk, anti-money laundering, financial forecasting, operational forecasting and investment portfolios.
  • Education: MS Finance, Golden Gate University. BS Mathematics, Eckerd College. Graduate certificate in Marketing, Univ. of California, Berkeley.
  • Finance: More than 20 years experience in banking and financial services.
  • Communications: Ability to explain complex business and technical topics to varied audiences. Strong active listening skills.
  • Liaison: Experience leading cross-functional teams, planning, organizing and delegating.

Union Bank. San Diego and San Francisco. 2012 - 2015.
Vice President, Portfolio Risk Analyst.
Monitored credit risk characteristics of a $25+ billion residential and consumer loan portfolio for regulatory compliance and quality. Responded to a complex environment with ad hoc analyses of current, unusual and emerging conditions.
- Facilitated strategic discussions among servicing, marketing, risk management, and compliance for cross-functional task force for at-risk borrowers and troubled loan management. Produced related management and compliance reporting.
- Stimulated a reconsideration of loan pricing strategy by showing possible opportunities in risk-based pricing. Wrote paper describing method.
- Reduced labor for operational risk incident analysis from weeks to minutes by automated linguistic analysis of hundreds of incidents.
- Generated business insights by mathematical studies of loan information.
- Released risk staff for other activities by organizing transfer of 100+ periodic reports to technology group and by automating graphics.

MUFG Union Bank, Consumer Lending Portfolio Risk Management. 2011 - 2012.
Consulting Statistical Analyst (contract)
- Designed, produced and automated monthly divisional portfolio credit risk reporting for $20+ billion portfolio of mortgage and consumer loans.
- Reviewed and edited Basel II PD, LGD and EAD model reporting.

Wells Fargo Bank., Business Direct Risk Management. 2010.
Consulting Statistical Analyst (contract)

Wells Fargo Bank., Bank Secrecy Act - Financial Crime Analytics. 2009.
Consulting Statistical Analyst (contract)
Modeling for anti-money laundering.
- Led a project that improved the efficiency of AML case scoring to detect 50% of sought cases in the highest-scored quintile.
- Wrote paper on a theoretical mathematical clustering model that drew favorable comments from senior management.
- Innovations include lift charts and logistic regression for creating and choosing models, and dashboard display of key information for investigators.

Wells Fargo Bank., Money Movement Solutions group. 2007 - 2008.
Product Analyst (contract)
- While transaction volumes doubled, assisted product management in day-to-day operational oversight of ACH electronic payments.
- Led interdepartmental troubleshooting to remedy rollout problems for FXOL Foreign Exchange online product. FXOL grew 400% in the next 12 months.
- Organized many product enhancements and defect resolutions, engaging cross-functional business and technical groups, within tight deadlines.
- Led product stakeholder meetings and ad hoc defect resolution teams. Software Engineer (contract). 2005 - 2006.
Multi-team process design.

Restoration Hardware. Systems Engineer. 2004 - 2005.

Mellon Capital Management. Research Associate. 2001 - 2002.
Dividend discount model, research models, trade engineering reports.

Consulting Systems Engineer. Various clients. 1996 - 2001.
Networks, aerospace, institutional investments, multiplayer games.

Bank of America. Trading Research Analyst. 1986 - 1996.
Electronic payments, wholesale, trust, trade finance letters of credit.

Wells Fargo Investment Advisors. Senior Systems Analyst. 1982 - 1985.
Institutional investments, fixed income, research, equity systems.

Natomas Company. Financial and Systems Analyst. 1980 - 1982.
Financial modeling, forecasts, corporate consolidation, geothermal, coal.

Rapidata, Inc. Systems Analyst. 1978 - 1980.
Financial modeling, forecasts, cash management, real estate, marketing.

Industrial Indemnity Company. Actuarial Assistant. 1976 - 1978.
Loss reserves estimation, workers compensation, commercial property and casualty.

Other information
- MS Finance, Golden Gate University, San Francisco, California.
- BS Mathematics, Eckerd College, St. Petersburg, Florida.
- SAS and Marketing graduate certificates, Univ. of California, Berkeley.
- PMP Project Management Professional credential (expiration: Dec 2017).
- Experience creating and troubleshooting business applications, using PowerPoint, SAS, SQL, Excel, VB/VBA, Unix/Linux, perl, FORTRAN and other software and languages.
- English: fluent. French: competent. Spanish: basic.
- Volunteer manager of online advertising for 2011 - 2015.

MS-Word resume Portfolio Bookmark and Share

Daniel Brockman, MS

Statistical Analyst
1-707-543-6814, Petaluma, California 94954 USA


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